The Republic of Kazakhstan’s government and constitution concentrate power in the presidency. Kassym-Jomart Tokayev became president after June 2019 elections that were marked, according to an observation mission by the Organization for Security and Cooperation in Europe’s Office for Democratic Institutions and Human Rights, by election day violations, including ballot stuffing and falsification of vote counts; restrictions on the freedoms of assembly, expression, and association; and “scant respect for democratic standards” overall. Former president Nursultan Nazarbayev enjoys broad, lifetime legal authority over a range of government functions. The executive branch controls the legislature and the judiciary, as well as regional and local governments. Changes or amendments to the constitution require presidential consent. On August 12, in the country’s only national election during the year, the legislatures of oblasts and cities of national significance chose 17 of 49 senators for parliament’s upper house in an indirect election tightly controlled by local governors working in coordination with the presidential administration.
The Ministry of Internal Affairs supervises the national police force, which has primary responsibility for internal security. The Committee for National Security also oversees internal and border security, as well as national security, antiterrorism efforts, and the investigation and interdiction of illegal or unregistered groups, such as extremist groups, military groups, political parties, religious groups, and trade unions. The committee reports directly to the president, and its chairman sits on the Security Council, chaired by former president Nazarbayev. Civilian authorities maintained effective control over the security forces. Security forces committed abuses.
Significant human rights issues included: unlawful or arbitrary killing by or on behalf of the government; torture by and on behalf of the government; political prisoners; problems with the independence of the judiciary; restrictions on free expression, the press, and the internet; interference with the rights of peaceful assembly and freedom of association; restrictions on political participation; corruption; trafficking in persons; and restrictions on workers’ freedom of association.
The government selectively prosecuted officials who committed abuses, especially in high-profile corruption cases. Nonetheless, corruption remained widespread, and impunity existed for many in positions of authority as well as for those connected to law enforcement entities.
Section 1. Respect for the Integrity of the Person, Including Freedom from:
a. Arbitrary Deprivation of Life and Other Unlawful or Politically Motivated Killings
There were several well-publicized reports the government or its agents committed arbitrary or unlawful killings or beatings that led to deaths. Activists noted that deadly abuse in prisons, particularly abuse carried out by so-called voluntary assistants–prisoners who receive special privileges in exchange for carrying out orders of prison staff, remained frequent.
On October 17, police detained local herdsman Azamat Orazaly and took him to the police station in Makanchi village on suspicion of cattle theft. Later that same day, Orazaly died, allegedly while police tried to beat out a confession of the theft. On October 19, police confirmed that Azamat died in the police office in Makanchi. The investigation led to charges of torture, and three police officers were arrested.
Some human rights organizations also considered the February 24 death of civil society activist Dulat Agadil, while in police custody, an unlawful killing. Police had arrested Agadil in his house near Nur-Sultan on February 24 and placed him in the capital’s pretrial detention facility following a contempt of court decision related to insults directed at a judge in a separate case. Early the next morning, police reported Agadil had died from a heart attack. After human rights activists demanded an impartial investigation, medical authorities examined Agadil’s body the following day with the participation of two independent doctors, who did not find evidence of forced death, although they did find signs of bruising. On February 29, President Tokayev stated that he had studied the case materials and was confident Agadil died of a heart attack. On May 28, the Nur-Sultan Prosecutor’s Office announced it had dropped its investigation into Agadil’s death after finding no signs of criminal acts, as Agadil’s arrest and detention were in full compliance with the law.
The legal process continued in the killing of a human rights defender from 2019. In May 2019 the body of activist Galy Baktybayev, who was shot with a rifle, was found in the Karaganda region’s Atasu village. Baktybayev was a civil activist who raised problems of corruption, embezzlement, and other violations by local government. A special investigation group created by the Minister of Internal Affairs detained four suspects, including one former police officer. The investigation was completed and submitted to court in May, and an ongoing jury trial began on August 17.
There were no reports of disappearances by or on behalf of government authorities.
c. Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment
The law prohibits torture; nevertheless, there were reports that police and prison officials tortured and abused detainees. Human rights activists asserted the domestic legal definition of torture was noncompliant with the definition of torture in the UN Convention against Torture.
The National Preventive Mechanism against Torture (NPM) was established by law as part of the government’s Office of the Human Rights Ombudsman. According to public statements by Ombudsman Azimova in September, the number of prisoner complaints about torture and other abuse increased in comparison to 2019. During the first 10 months of the year, her office received 125 complaints about torture and cruel treatment, compared to 84 throughout 2019. The NPM reported that 121 criminal cases were registered from those complaints and 23 individuals were convicted of torture. In 2019 the Prosecutor General’s Office reported 136 complaints of torture in the first six months of the year, of which five were forwarded to courts following investigation.
The ombudsman also criticized what she termed “the widely practiced GULAG-style treatment” of prisoners and suggested that the lack of education and monitoring were the reasons for that lingering problem. She called for regular training of the staff of penitentiary institutions and an update of the penitentiary system’s rules to provide for more effective interaction with the NPM to make it impossible for prison staff to conceal incidents of torture.
Cases of prison officers being brought to justice for torture were rare, and officers often received light punishment.
On February 3, the Kapshagay district court convicted seven officers of Zarechniy prison of torture. The court sentenced Deputy Director for Behavioral Correction Arman Shabdenov and Deputy Director for Operations Jexenov to seven years in jail, and the others received sentences ranging from five to six years in jail.
On April 1, Yerbolat Askarov, director of the operations unit of a prison in Shakhtinsk near Karaganda, was sentenced to two-and-a-half years’ probation for torturing prisoners in addition to a three-year ban on work in penitentiary institutions. On January 23, more than 200 prisoners in Uralsk prison RU-170/3 were severely beaten by National Guard soldiers brought in by prison administrators to search for contraband. A prisoner’s relative contacted human rights activists about the incident, and the next day NPM representatives led by a local human rights activist visited the prison and listened to prisoners describe their treatment. Prisoners stated that the soldiers beat prisoners, kept them outdoors in frigid temperatures for three hours with inadequate clothing, destroyed personal items, and verbally abused them. After the raid prison officials did not let prisoners visit the infirmary. NPM representatives collected 99 written complaints, and the Penitentiary Committee and prosecutors promised to investigate all allegations. A similar incident occurred in that same prison a year prior, but no one was held responsible for either incident.
Prison and Detention Center Conditions
Prison conditions were generally harsh and sometimes life threatening, and facilities did not meet international health standards. Health problems among prisoners went untreated in many cases, or prison conditions exacerbated them. Prisons faced serious shortages of medical staff.
Physical Conditions: The NPM reported many concerns including poor health and sanitary conditions; poor medical services, including for prisoners suffering from HIV/AIDS, tuberculosis, and diabetes; high risk of torture during search, investigation, and transit to other facilities; lack of feedback from prosecutors on investigation of torture complaints; lack of communication with families; discrimination against prisoners in vulnerable groups, including prisoners with disabilities and prisoners with HIV/AIDS; censorship; and a lack of secure channels for submission of complaints.
The COVID-19 pandemic compounded prisons’ poor health and sanitary conditions, particularly in cases where prisoners had added vulnerability to infection. On August 1, Human Rights Ombudsman Azimova reported on social media that the number of complaints about insufficient health care for individuals in police custody and prisoners increased during the country’s public-health lockdown.
Activists continued during the lockdown to raise alarm about health conditions in prisons and detention facilities. Human rights defenders and observers criticized authorities for ignoring recommendations of the UN Subcommittee on Prevention of Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment, which reiterated the state’s responsibility for ensuring those in custody enjoy the same standards of health that are available in the community, and urged all states to reduce prison populations through early, provisional, or temporary release when possible.
On June 1, three men died, and two required intensive care as a result of an alleged poisoning in a Kokshetau detention facility, according to press accounts. Most of those affected were detained for traffic violations. Activists criticized authorities for failure to apply alternatives to incarceration for such minor offenses.
There were multiple complaints from prisoners’ relatives that prison administrators ignored prisoners’ complaints about symptoms clearly consistent with COVID-19. When such complaints reached the public, prison officials denied there were COVID-19 cases among prisoners and reported that prisoners had tested negative for the virus.
Prisoner rights activists expressed concern that authorities used COVID-19 restrictions to block access to information about treatment in prisons. After an order from the Ministry of Internal Affairs, all administrators banned in-person meetings between prisoners and relatives. In order to compensate for the lack of visits, however, administrators of some prisons increased the number of prisoners’ telephone calls and allowed prisoners to have online meetings with relatives.
According to Prison Reform International (PRI), although men and women were held separately, and pretrial detainees were held separately from convicted prisoners, during transitions between temporary detention centers, pretrial detention, and prisons, youth often were held with adults.
Abuse occurred in police cells, pretrial detention facilities, and prisons. Observers cited the lack of professional training programs for administrators as the primary cause of mistreatment.
The NPM and members of public monitoring commissions (PMCs) (quasi-independent bodies that also carry out monitoring) reported continuing infrastructure problems in prisons, including unsatisfactory hygiene conditions such as poor plumbing and sewage systems and unsanitary bedding. PMC members reported that some prisoners with disabilities did not have access to showers for months. They also reported shortages of medical staff and insufficient medicine, as well as mobility problems for prisoners with disabilities. In many places the NPM noted restricted connectivity with the outside world and limited access to information regarding prisoner rights. The PRI and NPM reported that there was widespread concern about food and nutrition quality in prisons. Prisoners and former prisoners complained about their provisions and reported that they were served food past its expiration date.
The government did not publish statistics on the number of deaths, suicides, or attempted suicides in pretrial detention centers or prisons during the year. PRI and PMC members reported that many suicides and deaths occurred in prisons.
Administration: Authorities typically did not conduct proper investigations into allegations of mistreatment. Human rights observers noted that in many cases authorities did not investigate prisoners’ allegations of torture or did not hold prison administrators or staff accountable. The NPM’s 2018 report emphasized the problem of voluntary assistants who are used to control other prisoners and carry out additional duties.
The law does not allow unapproved religious services, rites, ceremonies, meetings, or missionary activity in prisons. By law a prisoner in need of “religious rituals” may ask his relatives to invite a representative of a registered religious organization to carry them out, provided they do not obstruct prison activity or violate the rights and legal interests of other individuals. PMC members reported that some prisons prohibited Muslim prisoners from fasting during Ramadan. According to the NPM, prayer is permitted so long as it does not interfere with internal rules. Prayers are not allowed at nighttime or during inspections.
Independent Monitoring: There were no independent international monitors of prisons. The PMCs, which include members of civil society, may undertake monitoring visits to prisons. Human rights advocates noted that some prisons created administrative barriers to prevent the PMCs from successfully carrying out their mandate, including creating bureaucratic delays, forcing the PMCs to wait for hours to gain access to the facilities, or allowing the PMCs to visit for only a short time. Some advocates said that the PMCs are not effective because the PMCs do not have any enforcement powers, and justice-sector institutions, including prisons, are not truly interested in reform.
Authorities continued pressure on activist Elena Semyonova, the chair of the PMC in Pavlodar. Prison authorities in Almaty region, Taraz, and Kostanay filed seven lawsuits against her on charges of damaging their dignity and honor through dissemination of false information. In July courts issued rulings in favor of authorities and ordered Semyenova to refute her claims publicly on social media and also pay litigation costs. As of September complainants withdrew three lawsuits, and Semyenova lost four litigations.
d. Arbitrary Arrest or Detention
The law prohibits arbitrary arrest and detention, but such incidents nevertheless occurred. In August the prosecutor general reported to media outlets that prosecutors released 500 unlawfully detained individuals.
Human rights observers reported arbitrary detentions during the COVID-19 quarantine restrictions. The nongovernmental organization (NGO) Kazakhstan International Bureau for Human Rights and Rule of Law reported that Almaty authorities built a tent facility and involuntarily confined all homeless citizens picked up in the city during the COVID-19 lockdown that began in March. Some individuals who live near the facility alleged that, in addition to homeless citizens, others who happened to be on site during police raids were also among those locked up in the facility. The few individuals who managed to escape the police-controlled facility complained about hunger, cold, and brutal beatings. Journalists and human rights observers who tried to verify allegations were denied access to the facility.
Arrest Procedures and Treatment of Detainees
A person apprehended as a suspect in a crime is taken to a police office for interrogation. Prior to interrogation, the accused should have the opportunity to meet with an attorney. Upon arrest the investigator may do an immediate body search if there is reason to believe the detainee has a gun or may try to discard or destroy evidence. Within three hours of arrest, the investigator is required to write a statement declaring the reason for the arrest, the place and time of the arrest, the results of the body search, and the time of writing the statement, which is then signed by the investigator and the detained suspect. The investigator should also submit a written report to the prosecutor’s office within 12 hours of the signature of the statement.
The arrest must be approved by the court. It is a three-step procedure: (1) the investigator collects all evidence to justify the arrest and takes all materials of the case to the prosecutor; (2) the prosecutor studies the evidence and takes it to court within 12 hours; and (3) the court proceeding is held with the participation of the criminal suspect, the suspect’s lawyer, and the prosecutor. If within 48 hours of the arrest the administration of the detention facility has not received a court decision approving the arrest, the administration should immediately release him or her and notify the officer who handles the case and the prosecutor. The duration of preliminary detention may be extended to 72 hours in a variety of cases, including grave or terrorist crimes, crimes committed by criminal groups, drug trafficking, sexual crimes against a minor, and others. The court may choose other forms of restraint, including house arrest or restricted movement. According to human rights activists, these procedures were frequently ignored.
Although the judiciary has the authority to deny or grant arrest warrants, judges authorized prosecutorial warrant requests in the vast majority of cases.
The law allows conditional release on bail, although use of bail procedures is limited. Prolonged pretrial detentions remain commonplace. The bail system is designed for persons who commit a criminal offense for the first time or a crime of minor or moderate severity, provided that the penalties for conviction of committing such a crime contain a fine as an alternative penalty. Bail is not available to suspects of grave crimes, crimes that led to death, organized crime, and terrorist or extremist crimes, or to situations in which there is reason to believe the suspect would hinder investigation of the case or would escape if released.
Persons detained, arrested, or accused of committing a crime have the right to the assistance of a defense lawyer from the moment of detention, arrest, or accusation. The law obliges police to inform detainees concerning their rights, including the right to an attorney. Human rights observers stated that prisoners were constrained in their ability to communicate with their attorneys, that penitentiary staff secretly recorded conversations, and that staff often remained present during the meetings between defendants and attorneys.
Human rights defenders reported that authorities dissuaded detainees from seeing an attorney, gathered evidence through preliminary questioning before a detainee’s attorney arrived, and in some cases used defense attorneys to gather evidence. The law states that the government must provide an attorney for an indigent suspect or defendant when the suspect is a minor, has physical or mental disabilities, or faces serious criminal charges, but public defenders often lacked the necessary experience and training to assist defendants. Defendants are barred from freely choosing their defense counsel if the cases against them involve state secrets. The law allows only lawyers who have special clearance to work on such cases.
Arbitrary Arrest: The government frequently arrested and detained political opponents and critics, sometimes for minor infractions, such as unsanctioned assembly, that led to fines or up to 10 days’ administrative arrest. During the year authorities detained many who participated in unsanctioned antigovernment rallies, including some who happened to be passing by.
Pretrial Detention: The law allows police to hold a detainee for 48 hours before bringing charges.
Once charged, detainees may be held in pretrial detention for up to two months. Depending on the complexity and severity of the alleged offense, authorities may extend the term for up to 18 months while the investigation takes place. The pretrial detention term may not be longer than the potential sentence for the offense. Upon the completion of the investigation, the investigator puts together an official indictment. The materials of the case are shared with the defendant and then sent to the prosecutor, who has five days to check the materials and forward them to the court.
On June 10, Almaty police arrested the activist Asiya Tulesova for assaulting a policeman during a protest gathering after she knocked the police officer’s hat off. The court authorized a two-month arrest, despite the legal stipulation that an individual shall only be placed in police custody if he or she is suspected of a criminal offense punishable by five or more years of imprisonment. (The maximum potential sentence for Tulesova’s actions was three years.) The court also denied her bail, despite the risk of increasing her potential exposure to COVID-19.
The law grants prisoners prompt access to family members, although authorities occasionally sent prisoners to facilities located far from their homes and relatives, thus preventing access for relatives unable to travel.
Human rights observers stated that authorities occasionally used pretrial detention to torture, beat, and abuse inmates to extract confessions.
Detainee’s Ability to Challenge Lawfulness of Detention before a Court: The law spells out a detainee’s right to submit a complaint, challenge the justification for detention, or seek pretrial probation as an alternative to arrest. Detainees have 15 days to submit complaints to the administration of the pretrial detention facility or a local court. An investigative judge has 10 days to overturn or uphold the challenged decision.
e. Denial of Fair Public Trial
The law does not provide for an independent judiciary. The executive branch has sharply limited judicial independence. According to the NGO Freedom House’s Nations in Transit 2020 report, the country’s judiciary remained heavily dependent upon the executive branch, judges were subject to political influence, and corruption was a problem throughout the judicial system. Prosecutors enjoyed a quasi-judicial role and had the authority to suspend court decisions.
On July 15, the Medeu district court in Almaty sentenced activist Sanavar Zakirova to one year of imprisonment for inflicting harm to another person’s health. Zakirova had been ordered by a court to pay restitution to a Nur Otan Party member stemming from a case in November 2019, after she and two other activists had posted criticisms of the party member online. Human rights observers stated that the investigation and court trial of the case were marred with numerous serious irregularities. They also criticized the harsh sentence given to Zakirova, a vocal opponent of the government who had tried to form an opposition political party in March 2019, as an attempt to silence her.
According to Freedom House, corruption was evident at every stage of the judicial process. Although judges were among the most highly paid government employees, lawyers and human rights monitors stated that judges, prosecutors, and other officials solicited bribes in exchange for favorable rulings in many criminal and civil cases.
According to Freedom House, court decisions were often driven by political motives. On May 21, Prosecutor General Gizat Nurdauletov submitted a petition to the Supreme Court claiming that the January 2019 guilty verdict handed down by the Atyrau regional court in the case of former governor Bergey Ryskaliyev and his accomplices should be overturned because of procedural irregularities. Nurdauletov demanded that a portion of confiscated property be returned to Ryskaliyev and his alleged accomplices. The Supreme Court approved the Prosecutor General’s petition. A long list of property and large sums of money in foreign accounts were returned to Ryskaliyev, who had been convicted in absentia in 2019 to 17 years in prison for leading an organized criminal group. Freedom House stated the ruling marred the judiciary’s image.
During a January 13 meeting with President Tokayev, Chairman of the Supreme Court Zhakip Asanov reported that 37 judges were dismissed in 2019 for issuance of unlawful decisions, violation of judicial ethics, and failed tests of professional aptitude.
According to the 2019 report of the Supreme Judicial Council, an additional 83 judges were disciplined for violating the law and judicial ethics and for poor performance of official duties, a 40 percent increase from 2018. Three judges were convicted for corruption, and four were under investigation at the time of the report.
Supreme Court Judge Yelena Maxuta told journalists on August 5 that the number of judges dismissed for ineptitude in 2019 was close to the number dismissed during the previous 10 years. She further stated that 10 percent of judgeships were vacant, and one of five district courts (the lowest level of trial courts) lacked a chairperson due to lack of qualified candidates.
On July 29, the Auezov district court in Almaty convicted a former judge of the Bostandyk district court, Elvira Ospanova, for taking an approximately 1.2 million tenge ($3,000) bribe. Ospanova received four years in prison and a life ban on state service.
Military courts have jurisdiction over civilian criminal defendants in cases allegedly connected to military personnel. Military courts use the same criminal law as civilian courts.
The law provides for the right to a fair trial.
All defendants enjoy a presumption of innocence and by law are protected from self-incrimination. Trials are public except in instances that could compromise state secrets or when necessary to protect the private life or personal family concerns of a citizen.
Jury trials are held by a panel of 10 jurors and one judge and have jurisdiction over crimes punishable by death or life imprisonment, as well as grave crimes such as trafficking and engagement of minors in criminal activity. Activists criticized juries for a bias towards the prosecution as a result of the pressure that judges applied on jurors, experts, and witnesses.
Observers noted the juror selection process was inconsistent. Judges exerted pressure on jurors and could easily dissolve a panel of jurors for perceived disobedience. The law has no mechanism for holding judges liable for such actions.
Indigent defendants in criminal cases have the right to counsel and a government-provided attorney. By law a defendant must be represented by an attorney when the defendant is a minor, has mental or physical disabilities, does not speak the language of the court, or faces 10 or more years of imprisonment. The law also provides defendants the rights to be present at their trials, to be heard in court, to be provided with an interpreter if needed, to confront witnesses against them, and to call witnesses for the defense. They have the right to appeal a decision to a higher court. According to observers, prosecutors dominated trials, and defense attorneys played a minor role. Defense attorneys in human rights-related cases said that they experienced harassment from authorities. Attorneys also sometimes complain they and the defendants do not always have adequate time or facilities to prepare.
On the night of July 1, officers of the Anticorruption Agency in Aktau (Mangystau region) detained attorney Karshiga Kushkinov and held him for 14 hours. Investigator Aset Izbasar forced the attorney to give a confession and threatened to place him under arrest. The investigator also tried to force Kushkinov to bribe a judge of the Aktau city court. Izbasar’s supervisor then threatened Kushkinov with arrest if he went public about their actions. Kushkinov contacted human rights defenders and posted messages about the incident on social media, alleging that he was targeted for defending victims of police abuse (specifically in the case of a young man who had to have his kidney removed after being beaten by police).
Domestic and international human rights organizations reported numerous problems in the judicial system, including lack of access to court proceedings, lack of access to government-held evidence, frequent procedural violations, denial of defense counsel motions, and failure of judges to investigate allegations that authorities extracted confessions through torture or duress.
During COVID-19 quarantine restrictions, courts worked remotely. Attorneys complained that during this time, courts made more mistakes and arbitrary decisions than usual and failed to follow procedures and deadlines.
In its September 6 amicus brief in activist Ilyashev’s court trial, the Clooney Foundation for Justice stated that Ilyashev’s court proceedings, held entirely online through video-conferencing software, violated the defendant’s right to a fair trial defense. The amicus brief stated that the defendant and his counsel were “periodically either unable or limited in their ability to participate in the proceedings,” were continuously prevented “from making motions, presenting arguments, and questioning witnesses,” and that the defendant’s right to communicate with counsel was breached. Ilyashev “was only able to speak to his lawyers in a handful of instances, during short breaks in the trial…[and] almost never confidentially,” according to the amicus brief.
Lack of due process remained a problem, particularly for cases arising from civil protests.
Human rights activists and international observers noted investigative and prosecutorial practices that emphasized a confession of guilt over collection of other evidence in building a criminal case against defendants. Courts generally ignored allegations by defendants that officials obtained confessions through torture or duress.
Political Prisoners and Detainees
The civil society alliance Tirek maintained a list of approximately 23 individuals it considered detained or imprisoned based on politically motivated charges. These included activist Aron Atabek, land law activist Maks Bokayev, and individuals connected to the banned political party Democratic Choice of Kazakhstan (DCK), which is led by fugitive banker and opposition leader Mukhtar Ablyazov. Additionally, more prisoners were connected to the Koshe Party, also banned and labeled by the government as the successor of the DCK, as well as others connected to Mukhtar Ablyazov. Convicted labor union leader Larisa Kharkova remained subject to restricted movement, unable to leave her home city without permission of authorities. Human rights organizations have access to prisoners through the NPM framework.
Bokayev was sentenced in 2016 to five years in prison for his role in organizing peaceful land reform protests. He was convicted of “instituting social discord,” “disseminating knowingly false information,” and “violating the procedure of organization and holding of meetings, rallies, pickets, street processions and demonstrations.” Although the UN Working Group on Arbitrary Detention concluded that his imprisonment was arbitrary, he remained in jail at year’s end.
In March Rustam Ibragimov, the former managing director of BTA Bank, was extradited to the country from the United Arab Emirates. As an alleged associate of Mukhtar Ablyazov, a leading opposition figure residing in France, Ibragimov was allegedly suspected of helping Ablyazov illegally transfer money from BTA Bank to foreign financial institutions. His extradition occurred after joint efforts from Kazakh, Kyrgyz, and Emirati authorities found a passport he had used to be illegal.
On September 29, France’s National Court of Asylum Issues granted political asylum to Mukhtar Ablyazov. In its ruling the court deplored direct pressure from the government of Kazakhstan and “the obvious attempts by outside agents to exert influence on the asylum authorities.”
On October 12, an Italian court sentenced six Italian law enforcement officers on abduction charges and one justice of the peace for forgery. According to the Italian authorities, Alma Shalabayeva, the wife of Kazakhstani opposition leader and political refugee Mukhtar Ablyazov, and her six-year-old daughter Alua were abducted by certain Italian officers and officials in the framework of interstate cooperation in criminal matters. After a meeting between Giuseppe Procaccini, then head of cabinet of the Ministry of the Interior, and Andrian Yelemesov, the Kazakhstani ambassador to Italy, Alma and Alua were detained by Italian police in 2013 during a raid on Ablyazov’s residence in Rome. While Ablyazov was not home, two days after the raid, Alma and Alua were forced onto a private plane provided by Kazakhstani authorities and flown to Kazakhstan after being charged with alleged passport fraud. Due to mounting international criticism, Alma and Alua were returned to Italy at the end of 2013. The court did not provide a full explanation of the verdict but announced that all the accused received higher sentences than those requested by prosecutors. The head of Rome’s Immigration Office, Maurizio Improta, and the head of the police flying squad, Renato Cortese, were convicted and sentenced to five years’ imprisonment and disqualification from holding any public office. Similarly, Francesco Stampacchia and Luca Armeni, the officers of Rome’s flying squad, were sentenced to five years in prison. Stefano Leoni and Vincenzo Tramma, the officers of Rome’s Immigration Office, were given three years and six months and four years, respectively.
Activists and media regularly noted the government targets political opponents, in particular those with business or family connections to Ablyazov, using INTERPOL red notices. On May 14, Ukraine’s Supreme Court revoked a lower court’s ruling in favor of Kazakhstani journalist and activist Zhanara Akhmet’s asylum request. The Supreme Court’s decision made possible the extradition to Kazakhstan of Akhmet, who was wanted there for fraud and was an active supporter of Ablyazov, because Ukraine had ratified an extradition agreement with Kazakhstan. The journalist’s supporters alleged that Ukraine’s Supreme Court decision was a result of cooperation between Ukrainian and Kazakhstani law enforcement agencies. The Open Dialogue Foundation, Freedom House, and Ukrainian and Kazakhstani human rights NGOs called on Ukraine’s authorities not to extradite Akhmet.
Civil Judicial Procedures and Remedies
Individuals and organizations may seek civil remedies for human rights violations through domestic courts. Economic and administrative court judges handle civil cases under a court structure that largely mirrors the criminal court structure. Although the law and constitution provide for judicial resolution of civil disputes, observers viewed civil courts as corrupt and unreliable. During COVID-19 quarantine restrictions, these courts worked remotely, leading to complaints of increased disregard for procedures and deadlines.
f. Arbitrary or Unlawful Interference with Privacy, Family, Home, or Correspondence
The constitution and law prohibit violations of privacy, but the government at times infringed on these rights.
The law provides prosecutors with extensive authority to limit citizens’ constitutional rights. The National Security Committee (KNB), the Ministry of Internal Affairs, and other agencies, with the concurrence of the Prosecutor General’s Office, may infringe on the secrecy of private communications and financial records, as well as on the inviolability of the home. Consistent with previous years, human rights activists reported incidents of alleged surveillance, including KNB officers visiting activists’ and their families’ homes for “unofficial” conversations regarding suspect activities, wiretapping and recording of telephone conversations, and videos of private meetings being posted on social media.
Courts may hear an appeal of a prosecutor’s decision but may not issue an immediate injunction to cease an infringement. The law allows wiretapping in medium, urgent, and grave cases.
Human rights defenders, activists, and their family members continued to report the government occasionally monitored their movements.
On June 25, President Tokayev signed into law amendments on the regulation of digital technologies. Human rights defenders expressed concern the amendments were adopted without any public dialogue or explanation on the part of the government and that some portions of the amendments were too broad and could be used to infringe on privacy rights and freedom of speech. According to critics, the law did not firmly provide for protection of personally identifiable data or access to such data, and lacked sufficient mechanisms for oversight of the national system. Additionally, it was unclear what the limits and purposes were for the use of biometric data and video monitoring. Under the law the agency authorized to protect personal data is a part of the Ministry of Digital Development, Innovations, and Aerospace Industry. Those who saw the amendments as insufficient pointed to the data breach in June 2019, when the personal data of 11 million citizens were leaked by the Central Election Commission. Critics said that the lack of proper oversight was highlighted when the Ministry of Internal Affairs announced in January that it had dropped its investigation into the incident, citing a lack of evidence that a crime had been committed.
On December 5, the government announced a cybersecurity drill in which local internet service providers would block residents from accessing foreign sites unless they had a certificate of authority (CA) issued by the government and installed on their devices. The CA allowed a “man-in-the-middle” function that intercepted and decrypted hypertext transfer protocol secure traffic and allowed security forces full access to online activity. While users were able to access most foreign-hosted sites, access was blocked to sites like Google, Twitter, YouTube, Facebook, Instagram, and Netflix, unless they had the certificate installed. The government-mandated CA was rejected by foreign-hosted sites due to security and privacy concerns. Officials claimed the exercise was being carried out to protect government agencies, telecoms, and private companies, and that increased use of the internet during COVID-19 and the threat of cyberattacks necessitated the actions. Previously, officials had urged adoption of a similar CA in August 2019 but withdrew it after significant public outcry. On December 7, the KNB announced that the certificate rollout was simply a test that had been completed.
Section 2. Respect for Civil Liberties, Including:
a. Freedom of Expression, Including for the Press
While the constitution provides for freedom of speech and of the press, the government limited freedom of expression and exerted influence on media through a variety of means, including detention, imprisonment, criminal and administrative charges, law, harassment, licensing regulations, and internet restrictions.
After her 2019 visit to the country, the UN special rapporteur on the promotion and protection of human rights and fundamental freedoms while countering terrorism, Fionualla Ni Aolain, expressed deep concern at the use of counterterrorism and extremism laws to target, marginalize, and criminalize the work of civil society. “Nonviolent criticism of State policies can effectively constitute a criminal offense,” she wrote, “as the provisions on extremism and terrorism have been applied to criminalize the peaceful exercise of freedom of expression and of thought, which is incompatible with a society governed by rule of law and abiding by human rights principles and obligations.”
Media activists raised concerns about the wide use of the legal provision imposing liability for dissemination of false information. They highlighted its use to pressure or silence journalists and civil society activists during the COVID-19 pandemic.
On April 17, authorities arrested and charged activist Alnur Ilyashev for dissemination of false information during a state of emergency. Police stated that Ilyashev’s posts on Facebook critical of the Nur Otan Party and its leader, First President Nazarbayev, contained false information and presented a danger to public order. On June 22, after holding Ilyashev in a pretrial detention facility for more than two months, the Medeu district court in Almaty found him guilty and sentenced him to three years of probation. The court also imposed on Ilyashev a five-year ban on public activity, 100 hours per year of compulsory work during his probation, and a fine of approximately 54, 000 tenge ($130). On September 15, Iliyashev appealed the court ruling but lost the case.
Freedom of Speech: The government limited individual ability to criticize the country’s leadership, and regional leaders attempted to limit criticism of their actions in local media. The law prohibits insulting the first president, the sitting president, or their families, with penalties up to five years’ imprisonment, and penalizes “intentionally spreading false information” with fines of up to 12.63 million tenge ($32,800) and imprisonment for up to five years.
On February 6, the Mangistau regional court of appeals upheld the Munailinski district court’s verdict and sentence of local activist, blogger, and vocal political critic Zhambyl Kobeisinov to six months of incarceration for libel. The case was initiated by the local police chief, who sued Kobeisinov and his wife for defaming him on Kobeisinov’s YouTube channel.
On April 13, the KNB in Karaganda arrested Arman Hasenov on charges of insulting First President Nazarbayev with the posting of a video in which he criticized Nazarbayev. On April 30, the Kazybek Bi district court in Karaganda convicted Hasenov and sentenced him to three years of probation, 100 hours a year of compulsory labor, and an administrative fine of 41,670 tenge ($100).
Almat Zhumagulov and Kenzhebek Abishev were sentenced in 2018 to eight and seven years’ imprisonment, respectively, for advocating terrorism. Supporters and human rights advocates called the case against them politically motivated and asserted that the video of masked figures calling for jihad that served as the primary evidence for their convictions was fabricated by the government. Zhumagulov was a supporter of the banned DCK opposition organization. Abishev, who denied any connection to the DCK, was an advocate for land reform and other political matters. On April 29, a court in Kapshagay granted Kenzhebek Abishev’s request of early release by replacing the remaining time of his sentence with probation. Prosecutors challenged this decision, and on July 8, the Almaty regional court of appeals overturned the Kapshagay court’s decision to release Abishev. The Almaty regional court also upheld on November 24 a Kapshagay district court decision of October 5 to deny a subsequent request by Abishev for early release. Separately, on July 1, the Kapshagay city court declined Almat Zhumagulov’s request for early release.
Freedom of Press and Media, Including Online Media: Independent media were severely limited. Many privately owned newspapers and television stations received government subsidies. The lack of transparency in media ownership and the dependence of many outlets on government contracts for media coverage are significant problems.
Companies allegedly controlled by members of First President Nazarbayev’s family or associates owned many of the broadcast media outlets that the government did not control outright. According to media observers, the government wholly or partly owned most of the nationwide television broadcasters. Regional governments owned several frequencies, and the Ministry of Information and Social Development distributed those frequencies to independent broadcasters via a tender system.
All media are required to register with the Ministry of Information and Social Development, although websites are exempt from this requirement. The law limits the broadcast of foreign-produced programming to 50 percent of a locally based station’s weekly broadcast time. This provision burdened smaller, less-developed regional television stations that lacked resources to create programs, although the government did not sanction any media outlet under this provision. Foreign media broadcasting does not have to meet this requirement.
Violence and Harassment: Independent journalists and those working in opposition media or covering stories related to corruption and rallies or demonstrations reported harassment and intimidation by government officials and private actors.
On March 16, 101TV.kz YouTube channel journalist Botagoz Omarova went to the Eurasia Building Company in Karaganda to submit a formal information request for the investigative journalism report she was preparing on the company’s reportedly poor performance. While waiting for a representative to receive her letter, Omarova was attacked by a guard, who dragged her out of the building, assaulted her, and seized her smartphone. Police are reviewing her complaint.
On April 11, KTK TV reporter Beken Alirakhimov and cameraman Manas Sharipov were detained by police on the premises of the Atyrau regional hospital. They were recording interviews with a group of doctors and nurses who spoke about difficulties they faced during the COVID-19 emergency situation. The journalists were taken to a police station where they were forced to submit a written statement explaining the incident. They then were placed under quarantine because they had contacted doctors who could potentially have been infected.
Human rights activists criticized the country’s chief health officer Aizhan Yesmagambetova’s July decision to ban taking photos and videos in hospitals. Yesmagambetova explained the restrictions were necessary to protect the privacy of patients and to protect medical workers from unwarranted pressure. Media watchdog Adil Soz stated that by law the chief health officer does not have the power to restrict media freedom. On social media, activists said the ban was intended to restrict information about a general lack of personal protective equipment and other health-care supplies. In its analytical report entitled, Freedom of Speech in Conditions of the Emergency Situation and Quarantine, Adil Soz stated that “the freedom of expression, of obtaining and dissemination of information was unreasonably restricted” during the emergency situation, and the constitutional guarantees of those rights were violated. Authorities did not provide full and accurate information about the rationale and adequacy of the quarantine restrictions.
Censorship or Content Restrictions: The law enables the government to restrict media content through amendments that prohibit undermining state security or advocating class, social, race, national, or religious discord. Owners, editors, distributors, and journalists may be held civilly and criminally responsible for content unless it came from an official source.
Journalists and media outlets exercised self-censorship to avoid pressure by the government. The law provides for additional measures and restrictions during “social emergencies,” defined as “an emergency on a certain territory caused by contradictions and conflicts in social relations that may cause or have caused loss of life, personal injury, significant property damage, or violation of conditions of the population.” In these situations the government may censor media sources by requiring them to provide their print, audio, and video information to authorities 24 hours before issuance or broadcasting for approval. Political parties and public associations may be suspended or closed should they obstruct the efforts of security forces. Regulations also allow the government to restrict or ban copying equipment, broadcasting equipment, and audio and video recording devices and to seize temporarily sound-enhancing equipment.
In May Irina Volkova, a reporter of the government-controlled Zvezda Priirtyshia newspaper in Pavlodar, requested information from the regional education department as part of her work on an article she was writing for a part-time job at another newspaper. The reporter requested information about the local boarding school for children with mental disabilities. The managers of Zvezda Priirtyshia pressured her to check all her requests with her supervisor and not to pose controversial questions. She was told that the restrictions also applied to her work for other media outlets.
By law internet resources, including social media, are classified as forms of mass media and governed by the same rules and regulations. Authorities continued to charge bloggers and social media users with criminal violations due to their online posts.
On May 15, the Petropavlovsk city court convicted blogger Azamat Baikenov for participation in the banned DCK. The prosecutors presented Baikenov’s posts in social media and messengers as evidence of Baikenov’s participation in the DCK based on the conclusions of experts who were contracted by investigators. These contracted experts found that Baikenov’s posts “formed Kazakhstani citizens’ negative attitude to the authorities and encouraged them to take actions aimed at changing the government.” The defendant argued that he was not an extremist and not a single fact of his affiliation with the DCK or propaganda of its ideas was proved. He also criticized the judge for not examining materials objectively and for merely supporting the prosecutor. The judge sentenced Baikenov to one year of probation and payment of an administrative fine of 27,000 tenge ($65).
On April 6, Bagdat Baktybayev, an activist in Zhambyl province, was sentenced to 10-days administrative arrest for violation of public order during the emergency situation. According to the court verdict, Baktybayev was found guilty for livestreaming long lines of individuals at the local post office where they were submitting documents for a social allowance that the government paid to those who lost incomes because of the COVID-19 lockdown. He made loud comments, audible on the livestream, expressing dissatisfaction with how the government worked.
Libel/Slander Laws: On June 27, the president signed amendments into legislation that removed liability for libel from the law. Human rights activists and observers welcomed the decriminalization of libel but remained concerned that the law continues to impose serious punishment for libel. Several articles in the law remained that could also be applied against individuals insulting officials. These included the following: “Public insult or other infringement on the honor and dignity of the First President,” “Infringement on the honor and dignity of the President,” “Infringement on the honor and dignity of a Member of Parliament,” “Insulting a representative of authority,” “Libel in regard to a judge, juror, investigator, expert, court bailiff,” and “Dissemination of knowingly false information.”
During the COVID-19 pandemic, there were multiple complaints that authorities used the legal provision on the spreading of false information to put pressure on journalists and civil society activists.
The law includes penalties for conviction of defamatory remarks made in mass media or “information-communication networks,” including heavy fines and prison terms. Journalists and human rights activists feared these provisions would strengthen the government’s ability to restrict investigative journalism.
National Security: The law criminalizes the release of information regarding the health, finances, or private life of the first president, as well as economic information, such as data on mineral reserves or government debts to foreign creditors. To avoid possible legal problems, media outlets often practiced self-censorship regarding the president and his family.
The law prohibits “influencing public and individual consciousness to the detriment of national security through deliberate distortion and spreading of unreliable information.” Legal experts noted the term “unreliable information” was overly broad. The law also requires owners of communication networks and service providers to obey the orders of authorities in case of terrorist attacks or to suppress mass riots.
The law prohibits publication of any statement that promotes or glorifies “extremism” or “incites discord,” terms that international legal experts noted the government did not clearly define. As part of the president’s reform agenda, the government in June enacted amendments to the criminal code’s Article 174, “Incitement of Social, Ethnic, Tribal, Racial and Religious Discord.” Many observers criticized those amendments as insignificant. The term “incitement” was replaced with “inflaming,” and new types of punishment for violation of article 174 were added. Some amendments were made in the law on money laundering and financing of terrorism to mitigate punishment for persons who were convicted under article 174. These included changes that made more convicts eligible to be removed from the list of those who were designated as terrorists or as supporting terrorism. Another provision in the amendment was the ability for former convicts to seek access to limited banking operations for themselves and their family members. Provisions were also included to allow former convicts to have access to more types of previously proscribed income, such as annual leave compensation and travel expenses.
The government subjected to intimidation media outlets that criticized the president, the first president, and their families; such intimidation included law enforcement actions and civil suits. Although these actions continued to have a chilling effect on media outlets, some criticism of government policies continued. Incidents of local government pressure on media continued.
The government exercised comprehensive control over online content. Observers reported the government blocked or slowed access to opposition websites. Many observers believed the government added progovernment postings and opinions in internet chat rooms. The government regulated the country’s internet providers, including majority state-owned Kazakh Telecom. Nevertheless, websites carried a wide variety of views, including viewpoints critical of the government.
Media law prohibits citizens from leaving anonymous comments on media outlet websites, which must register all online commenters and make the registration information available to law enforcement agencies on request. As a result most online media outlets chose to shut down public comment platforms.
The Ministry of Digital Development, Innovations, and Aerospace Industry controlled the registration of .kz internet domains. Authorities may suspend or revoke registration for locating servers outside the country. Observers criticized the registration process as unduly restrictive and vulnerable to abuse.
The government implemented regulations on internet access that mandate surveillance cameras in all internet cafes, require visitors to present identification to use the internet, demand internet cafes keep a log of visited websites, and authorize law enforcement officials to access the names and internet histories of users.
In several cases the government denied it was behind the blocking of websites. Bloggers reported anecdotally their sites were periodically blocked, as did the publishers of independent news sites.
The cabinet has the power to suspend access to the internet and other means of communication without a court order. By law and a cabinet decree, the Prosecutor General’s Office, the KNB, and the ministries of Defense, Internal Affairs, and Emergency Situations are authorized to suspend communication networks and communication means in emergency situations or when there is a risk of an emergency situation.
Observers continued to rate the country as a “not free” country that practices disruption of mobile internet connections and throttles access to social media. During protest actions access to internet was often blocked to eliminate the potential to livestream and share live updates from the events. Authorities also blocked access to some independent websites.
On May 16, authorities blocked kuresker.org, which reported on the repression of activists and abuse of prisoners’ rights. Kuresker.org is not included in the government’s official list of websites that are blocked based on court decisions. In response to requests for an explanation of the blocking of kuresker.org, authorities denied involvement.
The website panorama.pub was blocked on July 3 after it posted a news story (which appeared to be satire because the website is satirical) that the country was developing a COVID-19 antitoxin serum derived from antibodies extracted from First President Nazarbayev’s blood, claiming that he had recovered from the disease. The Ministry of Information and Social Development rebuffed the news as fake and warned about liability for the dissemination of false information. The ministry stated that relevant agencies were examining the post and taking measures to stop its further dissemination.
International observers remained concerned about authorities’ pressure on journalists and bloggers. In April Jeanne Cavelier, the head of Reporters Without Borders’ Eastern Europe and Central Asia desk, said the government was harassing journalists and bloggers who strayed from the official line on the COVID-19 pandemic, on the pretext of forestalling panic, and that this exploitation of the state of emergency harmed press freedom in the country.
Government surveillance of the internet was prevalent. According to Freedom House’s report, “the government centralizes internet infrastructure in a way that facilitates control of content and surveillance.” Authorities, both national and local, monitored internet traffic and online communications. The report stated, “activists using social media were occasionally intercepted or punished, sometimes preemptively, by authorities who had prior knowledge of their planned activities.”
On February 13, the Almaty city court rejected the appeal of Aset Abishev, who was sentenced in 2018 to four years’ imprisonment for supporting an extremist organization on the basis of Facebook posts he wrote or shared in support of the banned DCK opposition movement. Media reported that Abishev told the court he did not believe it was a crime to express opinions critical of the government. He said, “If the desire for teachers to receive a decent salary or for children to study and be fed for free in schools is extremism, then I am guilty. But I have not committed any illegal or violent actions.” On June 5, the Kapshagay city court declined Abishev’s request for early release on probation.
The government generally did not restrict academic freedom, although general restrictions, such as the prohibition on infringing on the dignity and honor of the first president, president, and their families, also applied to academics. Many academics practiced self-censorship.
Freedom of Peaceful Assembly
The law provides for limited freedom of assembly, but there were significant restrictions on this right. On May 25, President Tokayev signed the law on peaceful assembly in the country. The government praised it as a step forward in the liberalization of the country’s legislation. Opponents criticized it as restrictive and falling short of international standards for the freedom of peaceful assembly. Serious restrictions remained. Organizers must submit advance notification to the local government and wait for its response. The law states all gatherings except single-person pickets may only be held in areas designated by authorities, spontaneous gatherings are banned, and foreigners and stateless persons are denied the right to peaceful assembly.
Two opposition groups–the Democratic Party and the DCK–made separate calls to their supporters to rally on June 6. Despite authorities’ warnings against mass gatherings during the pandemic and police blocking roads that led to the venues of rallies, protesters in several cities demanded release of political prisoners, debt forgiveness, a ban on the sale of land to foreigners, and freedom of peaceful assembly. Police stated that 53 protesters were detained, seven of whom were punished by administrative fines, one protester was given a reprimand, and the rest were released after receiving an explanation of the law. Activists claimed that hundreds of protesters were detained by police, with some placed in jail and fined the day of the protest and others arrested afterwards.
On September 13, large peaceful protests were held in six cities after Democratic Party leaders prenotified local authorities in 12 cities of the planned protests. Protesters were allowed to gather and were only observed by police in most cities. Party leaders said that small groups of supporters were reportedly held in administrative detention before and then released just after the protests in some cities.
On September 25, the DCK organized small protests that were met by an energetic law enforcement response. Video on social media showed peaceful DCK protesters being arrested and carried away physically by large units of security forces. Social media posts and news sources indicated at least 43 persons were detained temporarily in connection with the September 25 event.
The law provides for limited freedom of association, but there were significant restrictions on this right. Any public organization set up by citizens, including religious groups, must be registered with the Ministry of Justice, as well as with the local departments of justice in every region in which the organization conducts activities. The law requires public or religious associations to define their specific activities, and any association that acts outside the scope of its charter may be warned, fined, suspended, or ultimately banned. Participation in unregistered public organizations may result in administrative or criminal penalties, such as fines, imprisonment, the closure of an organization, or suspension of its activities.
NGOs reported some difficulty in registering public associations. According to government information, these difficulties were due to discrepancies in the submitted documents (see section 5, Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights).
Membership organizations other than religious groups, which are covered under separate legislation, must have at least 10 members to register at the local level and must have branches in more than one-half the country’s regions for national registration (see sections 3, Political Parties and Political Participation, and 7.a., Freedom of Association and the Right to Collective Bargaining).
By law all “nongovernment organizations, subsidiaries, and representative offices of foreign and international noncommercial organizations” are required to provide information on “their activities, including information regarding the founders, assets, sources of their funds and what they are spent on….” An “authorized body” may initiate a “verification” of the information submitted based on information received in mass media reports, complaints from individuals and entities, or other subjective sources. Untimely or inaccurate information contained in the report, discovered during verification, is an administrative offense and may carry fines up to 63,125 tenge ($164) or suspension for three months if the violation is not rectified or is repeated within one year. In extreme cases criminal penalties are possible, which may lead to a large fine, suspension, or closure of the organization.
The law prohibits illegal interference by members of public associations in the activities of the government, with a fine of up to 404,000 tenge ($1,050) or imprisonment for up to 40 days. If committed by the leader of the organization, the fine may be up to 505,000 tenge ($1,310) or imprisonment for no more than 50 days. The law did not clearly define “illegal interference.”
By law a public association, along with its leaders and members, may face fines for performing activities outside its charter. The law was not clear regarding the delineation between actions an NGO member may take in his or her private capacity versus as part of an organization.
The law establishes broad reporting requirements concerning the receipt and expenditure of foreign funds or assets; it also requires labeling all publications produced with support from foreign funds. The law also sets out administrative and criminal penalties for noncompliance with these requirements and potential restrictions on the conduct of meetings, protests, and similar activities organized with foreign funds.
In November a group of 13 NGOs that receive foreign funds reported heightened scrutiny by tax authorities, which some of the NGOs stated was likely motivated by the NGOs’ planned activities around parliamentary elections on January 10, 2021. The NGOs reportedly received notifications from tax authorities about discrepancies in their 2017-18 foreign grants reports, which the NGOs claimed were typographical errors and minor technical inaccuracies. The penalties the tax authorities proposed, administrative fines of 555,600 tenge ($1,300) and suspension of activities, were not commensurate with the alleged errors. None of the NGOs was accused of evading taxes, inappropriate spending of funds, or other unlawful tax-related actions.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation. Despite some regulatory restrictions, the government generally respected these rights.
In-country Movement: The government required foreigners who remained in the country for more than five days to register with migration police. Foreigners entering the country had to register at certain border posts or airports where they entered. Some foreigners experienced problems traveling in regions outside their registration area. The government’s Concept on Improving Migration Policy report covers internal migration, repatriation of ethnic Kazakh returnees, and external labor migration. In 2017 the government amended the rules for migrants entering the country so that migrants from Eurasian Economic Union countries may stay up to 90 days. There is a registration exemption for families of legal migrant workers for a 30-day period after the worker starts employment. The government has broad authority to deport those who violate the regulations.
Since 2011 the government has not reported the number of foreigners deported for gross violation of visitor rules. Individuals facing deportation may request asylum if they fear persecution in their home country. The government required persons who were suspects in criminal investigations to sign statements they would not leave their city of residence.
Authorities required foreigners to obtain prior permission to travel to certain border areas adjoining China and cities in close proximity to military installations. The government continued to declare particular areas closed to foreigners due to their proximity to military bases and the space launch center at Baikonur.
A state of emergency was declared by the president from March 16 to May 11 in order to slow the spread of COVID-19. The government set stringent restrictions on the freedom of movement. Movement within cities and towns was restricted, and checkpoints were established to control the flow of traffic into and out of cities, where most of the early virus cases occurred. Special permission was granted to essential workers to pass the checkpoints. Many measures were implemented with short notice. All flights were stopped initially, and then were gradually allowed to resume, as the state of emergency ended and restrictions were gradually eased. Citizens’ mobility within cities was also restricted and required advance permission, but information about who had been granted permission was often incomplete, which initially limited mobility even for those with permission.
During the most stringent lockdown period, individuals were allowed to leave home only to go to grocery stores or pharmacies within 1.2 miles of their homes. All playgrounds were shut down. Children could not be outdoors without parents, and parks were closed. In localized cases authorities locked down whole apartment buildings if one tenant tested positive for COVID-19. In several extreme cases, local authorities welded shut entrance doors to the buildings. Police cordons surrounded the buildings. Residents were required to remain in their homes, often without sufficient food and other essential supplies. Human Rights Commissioner Elvira Azimova spoke up against locks put on apartment buildings. She stated that she believed it was enough to put fences and police cordons around buildings. Subsequent government responses to COVID-19 outbreaks in specific regions were less severe, but the government continued to employ time-limited travel restrictions and roadblocks to limit the spread of COVID-19.
The COVID-19 pandemic also had severe impacts on labor migrants. During the state of emergency period, many lost jobs or were forced to take unpaid leave. As a result, many could not afford housing, health services, or food. Migrants remained ineligible to seek government support, and they could not return to their home countries because air flights and railways stopped and borders were closed. Human rights activists reported that courts continued to issue rulings on deportation of migrants who did not have the relevant work permissions.
In May the government adopted a resolution to allow through January 5, 2021, the exit, without administrative penalties, of foreign citizens with expired or expiring identification documents or permits (visas, registration cards, work or residence permits). The government, with the assistance of local NGOs, negotiated with neighboring governments for the return of migrant laborers to their home countries. Migration Service Centers in all regions provided services for migrant laborers at one-stop express windows. As of November, according to government statistics, 149,217 foreign citizens had returned home from the country (including 30,801 Russian citizens), and the government had legalized the status of 146,970 foreign citizens (of whom 94,405 received temporary work permits, 1,966 received authorization for family reunion, 872 to study, 148 to receive medical care, and 6,501 for visa extensions).
Foreign Travel: The government did not require exit visas for temporary travel of citizens, yet there were certain instances in which the government could deny exit from the country, including in the case of travelers subject to pending criminal or civil proceedings or having unfulfilled prison sentences or unpaid taxes, fines, alimony, or utility bills, or compulsory military duty. Travelers who presented false documentation during the exit process could be denied the right to exit, and authorities controlled travel by active-duty military personnel. The law requires persons who had access to state secrets to obtain permission from their employing government agency for temporary exit from the country.
Exile: The law does not prohibit forced exile if authorized by an appropriate government agency or through a court ruling.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to internally displaced persons, refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Abuse of Migrants, Refugees, and Stateless Persons: There were 510 recognized refugees in the country as of July. Both the number of refugee applications and the approval rate by the government declined considerably compared with prior years.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees. UNHCR legal partners may appeal to the government and intervene on behalf of individuals facing deportation. The law, several implementing regulations, and bylaws regulate the granting of asylum and refugee status.
The Refugee Status Determination outlines procedures and access to government services, including the right to be legally registered and issued official documents. The Department of Migration Service of the Ministry of Internal Affairs conducts status determination procedures. Any individual located within the country who seeks asylum in the country has access to the asylum procedure. According to UNHCR, the refugee system falls short of the international standard regarding access to asylum procedures and access to the country’s territory. Authorities remained reluctant to accept asylum applications at the border from persons who lacked valid identity documents, citing security concerns. A person who crossed the border illegally may be prosecuted in criminal court, and subsequently may be viewed as a person with criminal potential, a negative factor in the asylum decision.
On August 17, authorities extradited Uzbek opposition activist Hurram Berdiyev to Uzbekistan, which had listed him as wanted for human trafficking in 2013. Activists alleged that the charges were fabricated and Berdiyev was persecuted for his opposition political activity as a member of the opposition Erk party. In February, following the request of Uzbek colleagues, police in Sairam arrested Berdiyev. When he was in custody, Berdiyev’s lawyers helped him apply for refugee status, but the government denied his application.
In October the government granted asylum to the following four ethnic Kazakhs who had fled China: Kaster Musakhan, Murager Alimuly, Malik Bashagar, and Kaisha Khan. On January 21, the Zaisan city court in East Kazakhstan province had sentenced both Musakhan and Alimuly to one year of imprisonment for illegally crossing into the country from China. Credited with time served in pretrial detention, Musakhan and Alimuly had been released from prison on June 22, pending the completion of their asylum application process.
A legislative framework does not exist to manage the movement of asylum seekers between the country’s borders and authorities in other areas. There are no reception facilities for asylum seekers. The government does not provide accommodation, allowances, or any social benefits to asylum seekers. The law does not provide for differentiated procedures for persons with specific needs, such as separated children and persons with disabilities. Asylum seekers and refugees with specific needs are not entitled to financial assistance. There are no guidelines for handling sensitive cases, including lesbian, gay, bisexual, transgender, and intersex (LGBTI) cases.
Employment: Refugees faced difficulties in gaining employment and social assistance from the government. By law refugees have the right to work but may not engage in individual entrepreneurship. Refugees faced difficulties in accessing the labor market due to local employers’ lack of awareness of refugee rights, with the result that most refugees worked on the informal economy.
Access to Basic Services: All refugees recognized by the government receive a refugee certificate that allows them to stay in the country legally. The majority of refugees have been residing in the country for many years. Their status as “temporarily residing aliens” hinders their access to the full range of rights stipulated in the 1951 Convention and the law. Refugee status lasts for one year and is subject to annual renewal. In 2018 it became possible for refugees to apply for permanent residency if they have a valid passport. Some refugees received permanent residency in 2018 and 2019, and they are eligible to become Kazakhstani citizens after five years of residency. The law also lacked provisions on treatment of asylum seekers and refugees with specific needs. Refugees have access to education and health care on the same basis as citizens, but they have no access to social benefits or allowances.
UNHCR reported cordial relations with the government in assisting refugees and asylum seekers.
The government was generally tolerant in its treatment of local refugee populations.
Consistent with the Minsk Convention on Migration within the Commonwealth of Independent States (CIS), the government did not recognize Chechens as refugees. Chechens are eligible for temporary legal resident status for up to 180 days, as are any other CIS citizens. This temporary registration is renewable, but local migration officials may exercise discretion over the renewal process.
The government has an agreement with China not to tolerate the presence of ethnic separatists from one country on the territory of the other.
The constitution and law provide avenues to deal with those considered stateless, and the government generally took seriously its obligation to ease the burden of statelessness within the country. The country contributes to statelessness because application for Kazakhstani citizenship requires renunciation of citizenship of the country of origin, with no stipulation that Kazakhstani citizenship would be granted. As of July 1, a total of 7,757 persons were officially registered by the government as stateless, according to UNHCR. The majority of individuals residing in the country with undetermined nationality, with de facto statelessness, or at heightened risk of statelessness, are primarily those who have no identity documents, have invalid identity documents from a neighboring CIS country, or are holders of Soviet-era passports. These individuals typically resided in remote areas without obtaining official documentation.
The law allows the government to deprive individuals of citizenship if convicted of a range of grave terrorism and extremism-related crimes, including for “harming the interest of the state.” According to UNHCR and the government, no one has been deprived of citizenship under this law. Instead, during the year the government repatriated hundreds of citizens who joined international terrorist organizations and their families, prosecuting the fighters in criminal court and providing social services to family members.
According to UNHCR, the law provides a range of rights to persons recognized by the government as stateless. The legal status of officially registered stateless persons is documented, and they are considered as having permanent residency, which is granted for 10 years in the form of a stateless person certificate. According to the law, after five years of residence in the country, stateless persons are eligible to apply for citizenship. Children born in the country to officially recognized stateless persons who have a permanent place of residence are recognized as nationals. A legal procedure exists for ethnic Kazakhs; those with immediate relatives in the country; and citizens of Ukraine, Belarus, Russia, and Kyrgyzstan, with which the country has agreements. The law gives the government six months to consider an application for citizenship. Some applicants complained that, due to the lengthy bureaucratic process, obtaining citizenship often took years. In summary the law does not provide a simplified naturalization procedure for stateless persons. Existing legislation prevents children of parents without identity documents from obtaining birth certificates, which hindered their access to education, free health care, and freedom of movement.
Persons whose citizenship applications are rejected or whose status as stateless persons has been revoked may appeal the decision, but such appeals involved a lengthy process.
Officially recognized stateless persons have access to free medical assistance on the level provided to other foreigners, but it is limited to emergency medical care and to treatment of 21 contagious diseases on a list approved by the Ministry of Health Care and Social Development. Officially recognized stateless persons have a right to employment, although not with the government. They may face challenges when concluding labor contracts, since potential employers may not understand or be aware of this legal right.
UNHCR reported that stateless persons without identity documents may not legally work, which led to the growth of illegal labor migration, corruption, and abuse of authority among employers. Children accompanying stateless parents were also considered stateless.
Section 3. Freedom to Participate in the Political Process
The constitution and law provide citizens the ability to choose their government in free and fair periodic elections held by secret ballot and based on universal and equal suffrage, but the government severely limited exercise of this right.
Although constitutional amendments in 2017 increased legislative and executive branch authority in some spheres, the constitution concentrates power in the presidency itself. The president appoints and dismisses most high-level government officials, including the prime minister, cabinet, prosecutor general, KNB chief, Supreme Court and lower-level judges, and regional governors. A presidential decree signed October 9 requires most of these appointments to be made in consultation with the chairman of the Security Council, a position that was granted in 2018 to then president Nazarbayev for his lifetime.
The 2018 law on the first president–the “Leader of the Nation” law–establishes then president Nazarbayev as chair of the Kazakhstan People’s Assembly and of the Security Council for life, grants him lifetime membership on the Constitutional Council, allows him “to address the people of Kazakhstan at any time,” and stipulates that all “initiatives on the country’s development” must be coordinated through him.
The Mazhilis (the lower house of parliament) must confirm the president’s choice of prime minister, and the Senate must confirm the president’s choices of prosecutor general, KNB chief, Supreme Court judges, and National Bank head. Parliament has never failed to confirm a presidential nomination. Modifying or amending the constitution effectively requires the president’s consent.
Elections and Political Participation
Recent Elections: President Nursultan Nazarbayev stepped down in March 2019 and under the constitution the presidency immediately passed to the chairman of the Senate, Kassym-Jomart Tokayev. Thereafter, the government conducted presidential elections in June 2019. Out of seven presidential candidates, Tokayev won with 70.96 percent of the vote. According to an Organization for Security and Cooperation in Europe (OSCE) observer mission’s report, the election “offered an important moment for potential political reforms, but it was tarnished by clear violations of fundamental freedoms as well as pressure on critical voices.” The report cited a number of violations, such as ballot-box stuffing and problems with vote counting, including cases of deliberate falsification. Other problems included lack of transparency, such as by not releasing election results by polling station, and violations of the rights of assembly, expression, and association. The report also noted the widespread detention of peaceful protesters on election day in major cities. Overall, the conduct of the election showed “scant respect for democratic standards.”
The OSCE report further observed that the problems went beyond election day itself. According to the final report, in recent years some opposition parties have either been banned or marginalized through restrictive legislation or criminal prosecution, and the ability of new political parties to register was significantly restricted by the Law on Political Parties. Moreover, the legal framework for candidate eligibility was highly restrictive. The OSCE report also noted that 2017 constitutional and legislative amendments abolished self-nomination and introduced further eligibility requirements that significantly reduced the candidate pool, with requirements for education, residency, and experience in the civil service or elected government office.
The most recent elections to the Mazhilis, the lower house of parliament, took place in 2016. The ruling Nur Otan Party won 84 seats, Ak Zhol won seven seats, and the Communist People’s Party won seven seats. An observer mission from the OSCE noted irregularities and limitations on civil and political rights.
The country held Senate elections on August 12, following the legal requirement that 17 of 49 senators rotate every three years. Senators were selected by members of maslikhats (local representative bodies) acting as electors to represent each administrative region and the cities of national significance. Four incumbent senators were re-elected, and the majority of the newly elected senators were affiliated with the local authorities.
In June 2018 the government amended the election law. One change reduced the independence of members of maslikhats. Previously, citizens could self-nominate and vote for individual candidates running in elections for the maslikhats. Under the amended law, only parties may select candidates for party lists, citizens vote for parties, and the parties then choose whom from their list would join the maslikhat.
Another election law change affected public opinion surveys ahead of elections. According to the amendments, only legal entities may conduct public opinion surveys about elections after notifying the Central Election Commission (CEC). Such entities must be legally registered and have at least five years’ experience in conducting public opinion surveys. Violation of the law leads to a fine of 37,875 tenge ($98) for an individual and 75,750 tenge ($197) for an organization. The law prohibits publishing, within five days of elections, election forecasts and other research related to elections or support for particular candidates or political parties.
Political Parties and Political Participation: As part of the set of amendments in the political parties law signed by President Tokayev on May 25, the registration threshold was reduced from 40,000 to 20,000 members, with a minimum of 600 members from each region.
By law if authorities challenge the application by alleging irregular signatures, the registration process may continue only if the total number of eligible signatures exceeds the minimum number required. The law prohibits parties established on an ethnic, gender, or religious basis. The law also prohibits members of the armed forces, employees of law enforcement and other national security organizations, and judges from participating in political parties.
There were six registered political parties: Adal (formerly Birlik), Ak Zhol, Kazakhstan People’s Party (formerly the Communist People’s Party), National Social Democratic Party, Nur Otan Party, and People’s Patriotic Party “Auyl.” All parties generally did not oppose Nur Otan policies.
In 2018 the Yesil district court in Astana (now Nur-Sultan) banned, as an extremist organization, the DCK movement, which was organized by the fugitive banker and opposition figure, Mukhtar Ablyazov. The movement’s declared goal was the peaceful change of the country’s authoritarian regime into a parliamentary republic. The court ruled that the DCK incited social discord, created a negative image of state authorities, and provoked protest.
On February 8, a group of activists announced that they were founding the Koshe Party (“Street Party”), with the stated goal to change the country into a parliamentary republic, release all political prisoners, and combat corruption. On May 19, the Yesil district court in Nur-Sultan banned the Koshe Party as a successor organization of the DCK. The party was not represented at the court hearing. Human rights observers criticized the lack of fair court proceedings as a violation of the freedom of association.
Participation of Women and Members of Minority Groups: On May 25, President Tokayev signed into law amendments on national elections and political parties that mandate a combined 30 percent quota for women and youth in the lists of candidates of political parties running in elections. Youth are defined as those between the ages of 14 and 29. The amendments do not, however, specify the same ratio among the actually elected members of parliament and the maslikhats.
Traditional attitudes sometimes hindered women from holding high office or playing active roles in political life, although there were no legal restrictions on the participation of women or minorities in politics.
Section 4. Corruption and Lack of Transparency in Government
The law provides criminal penalties for corruption by officials, but the government did not implement the law effectively. Although the government took some steps to prosecute officials who committed abuses, impunity existed, especially where corruption was involved or personal relationships with government officials were established.
Corruption: Corruption was widespread in the executive branch, law enforcement agencies, local government administrations, the education system, and the judiciary, according to human rights NGOs. According to the Anticorruption Agency, the largest number of officials held liable for corruption in the first six months were in police, finance and agriculture areas. They also reported a three-fold increase in the number of corruption cases among military officers.
The Ministry of Internal Affairs, Agency on Combatting Corruption, KNB, and economic investigations service of the Finance Ministry are responsible for combating corruption. The KNB investigates corruption crimes committed by officers of the special agencies, anticorruption bureau, and military. During the first nine months of the year, the government recorded 2,140 corruption crimes across all agencies. In addition to administrative and disciplinary penalties, 195 officials had cases submitted to the courts and were held criminally liable. The most frequent crimes were bribery, abuse of power, and embezzlement of property. The government charged 442 civil servants with corruption crimes.
On May 27, a court found the governor of Pavlodar province, Bulat Bakauov, guilty of abuse of power. As a result of a plea bargain reached by the defendant and prosecutors, the court sentenced Bakauov to 3.5 years of restricted freedom of movement (probation) and to a life ban on government service. The court did not rule on confiscation of any property because it did not find any property obtained by unlawful means.
Financial Disclosure: The law requires government officials, applicants for government positions, and those released from government service to declare their income and assets in the country and abroad to tax authorities annually. The same requirement applies to their spouses, dependents, and adult children. Similar regulations exist for members of parliament and judges. Tax declarations are not available to the public. The law imposes administrative penalties for noncompliance with the requirements.